OPENING AN ACCOUNT

Upon your decision to open an account, we will create a customized implementation plan, and assign our experienced conversion team to make your transition as quick and efficient as possible. Changing prime brokers is something we don't expect anyone to take lightly, and realize choosing a new Prime Broker is an ardent task. We fully understand your need for business continuity, while being assured your Prime Broker is committed to providing the highest level of service and technology available. New account inquiries may be directed to: Ralph J. Lamberti Jr. - Managing Director rlamberti@sloansecurities.com (347) 273-1461   Sloan Securities Corporation is committed to complying with U.S. statutory and regulatory requirements designed to combat money laundering and terrorist financing. The USA PATRIOT Act requires that all financial institutions obtain certain identification documents or other information in order to comply with their customer identification procedures. What this means for you: When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. Until you provide the required information or documents, Sloan Securities may not be able to open an account or effect any transactions for you.